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Privacy Policy

Nexent Capital LLC - Privacy Notice

Introduction

Nexent Capital LLC and its affiliated entities (“Nexent Capital”, “we”, “our”, or “us”) are committed to safeguarding the privacy and security of the personal data we collect in the course of providing financial services, including investment portfolio management, wealth management, institutional equities, credit advisory, and investment banking. This Privacy Statement explains how we collect, use, share, and protect your personal information when you engage with us, including via our website.

This Privacy Statement applies to personal information processed by Nexent Capital as a data controller. By accessing our website or using our services, you acknowledge that you have read and understood this Statement.

Personal data is any information that directly identifies you, such as your name and email address, or that indirectly identifies you, for example a phone number or device identifier.

The personal data we may collect and process about you varies depending on our relationship with you. We may have a direct relationship with you because you have set up an account or consented to receive marketing communications from us, or we may have an indirect relationship with you via your relationship with one of our customers; for example you may be their employee or their customer.

We take privacy, data protection and our legal obligations very seriously. We are committed to being transparent with you about how we use personal data. This Privacy Notice (‘Notice’) aims to describe our privacy practices in a clear, accessible and easy to understand way and to let you know how you can exercise your rights in relation to your data.

This Notice applies where Nexent Capital processes personal data as a data controller, in connection with the Services we provide to our customers and the operation of our business, including our websites. As a data controller, we determine the purpose (why) and means (how) of personal data processing and are ultimately responsible for the correct handling of your data, in accordance with applicable law. This Notice describes our general privacy practices. Depending on how you interact with us or the specific services you use, additional privacy notices may apply. These supplemental notices will be provided to you at or before the time we collect your personal data. These supplemental notices should be read together with this Notice and are incorporated by reference.

Contents of our Privacy Notice

1. Personal Data We Process

2. How We Process Personal Data

3. How We Secure Personal Data

4. How Long We Retain Personal Data

5. How We Use Cookies and Other Tracking Technologies

6. How to Contact Us

7. Changes to Our Privacy Notice

Personal Data We Process

The personal data we collect about you depends on your relationship with us and the purposes for which we process that personal data. The following describes the types of personal data that we collected and disclosed for a business purpose in the preceding 12 months.

Personal Data You Share With Us Directly

Contact Information – When you ask for a call from our sales team, or participate in events, we ask you to provide us with your name, company name, business address, phone number, email address and other contact information. We may also ask you to create a password and name your account (or accounts, if you have more than one).

Customer Content – We receive and store the content of communications received from you or our customers and other personal data uploaded to the Services or generated for our customers’ use as part of the Services, which we may be authorized by you or our customer to use, where necessary for specific legitimate business purposes and in accordance with applicable law.

Professional Information – The information we process about you with respect to your employment or profession, including company, job title, email address, phone number and online business networking profile.

Subscriber Records – For some of our communications products, we may also obtain proof of identity from you or our customer that includes a proof of address, name, physical address, or other identification information.

Support and Feedback – When you interact with us on our websites including through our AI chatbots, over the phone or via email, we process the phone number or email address that you use, the content of your interaction and the feedback you provide about our Services. You may also provide us with feedback about our Services in surveys and questionnaires. We will let you know when a call may be recorded, in accordance with applicable law.

Online Activity Information – When you visit Nexent Capital website, including our web forms, we use tracking technologies such as cookies, web beacons, and pixels to collect the following data: your device and browser, time zone setting, web pages visited, products you view or search for, page response times, download errors, length of visits to certain pages, page interaction information, IP address.

How We Process Personal Data

We process your personal data for the following purposes:

  • To establish and manage our business relationship with you.
  • To provide our financial products and services.
  • To comply with legal and regulatory obligations (e.g., anti-money laundering, KYC).
  • To conduct client onboarding and risk assessments.
  • To respond to inquiries and provide customer support.
  • To send relevant service updates, marketing, or industry insights (where legally permitted).
  • To improve our website, services, and client experience.

Legitimate Interest

For the purposes above, we rely on legitimate interest as the legal basis for processing personal data, meaning we have a business need to process your data in a way that is consistent with your rights and interests. We assess the impact on your privacy and take steps to mitigate any risks.

Consent

Where necessary, we may request your consent to process certain personal data, especially in relation to marketing communications or surveys. You can withdraw your consent at any time, which will not affect the lawfulness of processing based on consent before its withdrawal.

Contractual Necessity

We process your personal data where it is necessary to perform a contract with you or our customers, such as fulfilling staffing or consulting services or processing payments.

Legal Obligation

In certain cases, we may process your personal data to comply with legal requirements, such as tax reporting or responding to lawful requests from authorities.

How We Share Personal Data

Nexent Capital does not share your personal data with third parties for marketing purposes. We may share your personal data only with trusted service providers who help us deliver our financial services. These providers are bound by strict confidentiality agreements and are only authorized to use your data to perform their services on our behalf.

We do not sell, lease, or share your personal data with any third parties except when legally required or as necessary to fulfill the purposes outlined above.

How We Secure Personal Data

To protect personal data from loss, or unauthorized use, access or disclosure, Nexent Capital uses reasonable and appropriate security measures designed to protect the security of your personal data both online and offline. These measures vary based on the sensitivity of the personal data we collect, process and store and the current state of technology. All systems used to support our business are governed by Nexent Capital’s Information Security Policy and Standards which are built on industry standards.

How Long We Retain Personal Data

We endeavor not to retain personal data in a form which permits the identification of individuals for longer than is necessary for the purposes for which that data is processed. We retain personal data in accordance with Nexent Capital’s record retention policies and guidelines as revised and updated from time to time.

Nexent Capital will store your data as long as needed to provide you or our customer with the Services and to operate our business. If you ask Nexent Capital to delete specific personal data from your data, we will honor this request, unless deleting that information prevents us from conducting necessary business functions, such as billing for our services, calculating taxes, or conducting required audits.

How We Use Cookies.

Nexent Capital uses common information gathering tools such as cookies, web beacons, pixels and other similar tracking technologies to automatically collect information as you navigate our websites, your account or when you interact with emails we send to you.

Cookies

A cookie is a small text file that is stored in your browser or elsewhere on your hard drive. Cookies allow Nexent Capital to identify your device as you navigate our websites or your account. This makes navigating and interacting with our websites or your account more efficient, easy, and meaningful for you.

Nexent Capital uses both session and persistent cookies. Session cookies are cookies that disappear from your computer or browser when you turn off your computer. Persistent cookies stay on your computer even after you’ve turned it off.

How to Contact Us

If you have any questions, concerns or complaints about this Notice or our data protection practices, please do not hesitate to contact our Data Protection Officer by emailing us at info@nexentcap.com

Changes to Our Privacy Notice

We will periodically review this Notice and may change it to address legal, technical or business development requirements or make clarifications. When we change this Notice, the most current version will be available at www.nexentcap.com with the date indicating when it was last updated. If we make material changes that affect your rights, we will provide you with advance notice, such as by posting a message in the Nexent Capital console or sending an email to the address we have on file for you. We will comply with applicable law with respect to any changes we make to this Notice. We will also seek your consent to material changes, where required by applicable law.

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